Hopson, Anthony Francis (SFC:AOO457)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2012-05-15 | 2013-04-18 | Rep | Dealing in securities | 2012-05-15 | 2013-04-18 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2007-02-13 | 2009-04-16 | Rep | Dealing in securities | 2007-02-13 | 2009-04-16 | Rep | Advising on securities | 2007-05-15 | 2009-04-16 |
| 3 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2011-03-28 | 2012-02-03 | Rep | Dealing in securities | 2011-03-28 | 2012-02-03 |
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