Francis, Russell Simon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2004-01-19 | Rep | Advising on securities | 2008-06-04 |
| 2 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2008-09-01 | 2009-08-14 |
| 3 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-09-29 | 2012-02-03 |
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