Metcalfe, Stephen Donald
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2004-07-24 | Rep | Advising on securities | 2004-07-24 | Rep | Asset management | 2004-07-24 | Rep | Dealing in securities | 2004-07-24 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-09-07 | 2007-01-10 | Rep | Dealing in securities | 2004-09-07 | 2007-06-05 | Rep | Advising on securities | 2004-12-06 | 2007-06-05 | RO | Advising on corporate finance | 2007-01-10 | 2007-06-05 |
3 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2010-10-08 | 2011-10-18 | Rep | Dealing in securities | 2010-10-08 | 2012-02-03 | RO | Advising on corporate finance | 2011-10-18 | 2012-02-03 |
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