Leung, Polly Pui Ling
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2009-03-18 | 2009-09-06 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 2009-09-07 | 2010-04-01 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 2017-12-05 | 2018-07-31 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2014-10-09 | 2015-11-30 |
| 3 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-04-20 | 2014-10-02 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 2014-01-02 | 2014-10-02 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2003-07-17 | 2009-01-23 | MF Securities Hong Kong Limited | Rep | 2009-03-02 | 2009-09-06 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 2009-09-07 | 2012-02-03 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 2012-04-20 | 2012-06-28 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | 2012-06-28 | 2014-10-02 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 2014-10-09 | 2018-07-31 |
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