Li, Sisi (SFC:ARN059) 黎思斯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2013-10-30 | 2014-07-14 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-08-25 | 2010-06-26 | Rep | Asset management | 2018-02-01 | Rep | Dealing in securities | 2018-02-01 | Rep | Advising on securities | 2020-11-27 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-02-01 | |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-09-02 | 2010-06-26 |
| 5 | KEYWISE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2010-09-03 | 2012-11-15 |
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