Monaco, Thomas John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALETHEIA TECHNOLOGIES LIMITED | Rep | Advising on securities | 2013-02-08 | 2013-08-26 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-07-11 | 2012-10-11 | RO | Advising on securities | 2012-10-11 | 2013-01-25 |
| 3 | Pearl Street Advisors Limited | RO | Asset management | 2013-09-09 | 2023-08-05 |
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