Bao, Quan 包全
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Global Assets Management Limited (HK) | RO | Asset management | 2015-06-02 | |
| 2 | CNI Securities Group Limited | Rep | Dealing in securities | 2010-05-10 | 2010-06-24 | RO | Dealing in futures contracts | 2011-06-28 | RO | Dealing in securities | 2011-06-28 | RO | Advising on securities | 2014-05-13 |
| 3 | GBS INTERNATIONAL FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2009-06-30 | 2009-07-17 | Rep | Dealing in futures contracts | 2009-12-18 | 2010-08-18 |
| 4 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-11-13 | 2009-06-10 |
| 5 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-13 | 2009-06-10 |
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