Ngai, Ting Yuen 魏庭萱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-10 | 2005-10-03 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-10 | 2005-10-03 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-12-10 | 2004-01-13 |
| 4 | CITIC Securities Futures (HK) Limited | RO | Dealing in futures contracts | 2003-09-30 | |
| 5 | CNI Global Assets Management Limited (HK) | RO | Asset management | 2018-08-17 | 2020-09-04 |
| 6 | CNI Securities Group Limited | RO | Dealing in securities | 2011-03-09 | 2020-09-04 | RO | Dealing in futures contracts | 2011-06-28 | 2020-09-04 | RO | Advising on securities | 2014-05-13 | 2020-09-04 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-12-10 | 2004-01-13 |
| 8 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-25 | 2008-09-16 | RO | Dealing in futures contracts | 2007-06-25 | 2008-09-16 |
| 9 | ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-22 | 2010-03-18 | RO | Dealing in futures contracts | 2010-03-18 | 2011-01-19 | Rep | Dealing in futures contracts | 2011-01-19 | 2011-02-08 |
| 10 | ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-22 | 2010-07-26 | RO | Dealing in securities | 2010-07-26 | 2011-01-19 | Rep | Dealing in securities | 2011-01-19 | 2011-02-08 |
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