Pang, Shu Wan 彭樹穩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2009-07-02 | 2009-11-05 | RO | Dealing in securities | 2009-11-05 | 2010-07-08 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2009-03-04 | 2009-06-28 |
| 3 | Canfield Securities Company Limited | RO | Dealing in securities | 2017-04-19 | 2018-08-10 | Rep | Dealing in securities | 2018-08-10 | 2019-07-24 |
| 4 | CNI Securities Group Limited | RO | Dealing in securities | 2010-09-27 | 2016-10-17 |
| 5 | CVP Securities Limited | Rep | Dealing in securities | 2005-11-04 | 2008-06-13 |
| 6 | Differ Financial and Securities Limited | Rep | Dealing in securities | 2020-03-20 | 2020-05-04 | RO | Dealing in securities | 2020-05-04 | 2023-05-23 |
| 7 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-12-24 | Rep | Advising on securities | 2003-12-24 | Rep | Asset management | 2003-12-24 | Rep | Automated trading services | 2003-12-24 | Rep | Dealing in securities | 2003-12-30 |
| 8 | Sunwah Kingsway Leasing and Finance Limited | Rep | Advising on futures contracts | 2003-12-24 | Rep | Asset management | 2003-12-24 | Rep | Dealing in futures contracts | 2003-12-30 |
| 9 | Wealthy Securities Limited | Rep | Dealing in securities | 2019-08-05 | 2019-09-04 | RO | Dealing in securities | 2019-09-04 | 2020-02-29 |
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