Coatham, Samuel Martyn
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2007-10-09 | 2009-10-13 |
| 2 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Asset management | 2007-10-09 | 2009-10-13 |
| 3 | PEAK CAPITAL LIMITED (b2004-03-30) | RO | Advising on securities | 2009-10-13 | 2013-03-12 |
| 4 | PEAK CAPITAL LIMITED (b2004-03-30) | RO | Asset management | 2009-10-13 | 2013-03-12 |
| 5 | PEAK CAPITAL LIMITED (b2004-03-30) | RO | Dealing in securities | 2010-02-08 | 2013-03-12 |
| 6 | Parry International Trading Limited | RO | Dealing in securities | 2013-04-11 | 2015-04-20 |
| 7 | PARRY CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2013-06-04 | 2015-04-20 |
| 8 | Otkcab Limited | Rep | Asset management | 2015-05-04 | 2015-08-19 |
| 9 | Otkcab Limited | RO | Asset management | 2015-08-19 | 2016-10-11 |
| 10 | Nanjia Capital Limited (HK) | RO | Asset management | 2016-10-20 | |
| 11 | Nanjia Capital Limited (HK) | RO | Dealing in securities | 2018-04-12 | 2022-04-13 |
| 12 | Nanjia Capital Limited (HK) | RO | Dealing in securities | 2024-04-17 |
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