Tong, Tina Yin Nam 湯彥南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | abrdn Hong Kong Limited | Rep | Advising on securities | 2023-03-03 | |
2 | abrdn Hong Kong Limited | Rep | Dealing in securities | 2023-03-03 | |
3 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2007-08-13 | 2009-09-25 |
4 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Asset management | 2007-08-13 | 2009-09-25 |
5 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2010-02-05 | 2013-05-02 |
6 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Asset management | 2010-02-05 | 2013-06-10 |
7 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Dealing in securities | 2010-12-14 | 2013-09-30 |
8 | PEAK CAPITAL LIMITED (b2004-03-30) | RO | Advising on securities | 2013-05-02 | 2013-09-30 |
9 | MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-10-10 | 2021-02-24 |
10 | MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED | RO | Dealing in securities | 2021-02-24 | 2023-01-31 |
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