Chan, Mark Kar Yue 陳嘉裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2010-08-12 | 2011-05-31 | Rep | Asset management | 2010-08-12 | 2011-05-31 |
2 | CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2007-02-16 | 2007-06-22 | RO | Asset management | 2007-02-16 | 2007-06-22 |
3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-04-18 | 2007-06-22 |
4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-18 | 2007-06-22 |
5 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-10 | Rep | Asset management | 2004-07-27 | Rep | Advising on securities | 2005-10-27 | Rep | Dealing in securities | 2005-10-27 |
6 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-10 | Rep | Advising on securities | 2003-12-10 | Rep | Asset management | 2003-12-10 | Rep | Dealing in securities | 2005-10-27 |
7 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-12-10 | Rep | Dealing in futures contracts | 2003-12-10 | Rep | Asset management | 2006-04-01 | Rep | Advising on securities | 2004-05-15 | 2006-04-01 |
8 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-08-13 | 2009-03-31 |
9 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-08-13 | 2009-03-31 |
10 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-08-13 | 2009-03-31 |
11 | NATIXIS ASIA LIMITED | Rep | Advising on futures contracts | 2011-06-24 | 2016-07-08 | Rep | Advising on securities | 2011-06-24 | 2016-07-08 | Rep | Dealing in futures contracts | 2011-06-24 | 2016-07-08 | Rep | Dealing in securities | 2011-06-24 | 2016-07-08 |
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