Cheung, Charles Lai Yan 張禮仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | RO | Advising on securities | 2016-04-20 | 2016-06-30 | RO | Asset management | 2016-04-20 | 2016-06-30 |
| 2 | Changjiang Asset Management (HK) Limited | Rep | Advising on securities | 2017-01-03 | 2017-02-22 | Rep | Asset management | 2017-01-03 | 2017-02-22 | RO | Advising on securities | 2017-02-22 | 2018-07-20 | RO | Asset management | 2017-02-22 | 2018-07-20 |
| 3 | China Angel Fund Management (HK) Company Limited | RO | Advising on securities | 2011-10-24 | 2014-02-12 | RO | Asset management | 2011-10-24 | 2014-02-12 |
| 4 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2014-02-14 | 2016-01-16 | RO | Asset management | 2014-02-14 | 2016-01-16 | RO | Dealing in securities | 2014-07-14 | 2016-01-16 |
| 5 | Doo Financial HK Limited | RO | Advising on securities | 2022-12-23 | RO | Asset management | 2022-12-23 | RO | Dealing in securities | 2024-02-14 |
| 6 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | RO | Advising on securities | 2004-03-30 | RO | Asset management | 2011-03-08 | RO | Advising on securities | 2004-11-29 | 2011-03-08 | RO | Dealing in securities | 2009-09-23 | 2011-03-08 |
| 7 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | RO | Asset management | 2008-11-26 | 2011-03-08 |
| 8 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-02-25 | Rep | Asset management | 2004-02-25 | Rep | Dealing in futures contracts | 2011-03-08 |
| 9 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2004-03-30 | RO | Advising on securities | 2004-03-30 | RO | Asset management | 2004-03-30 | RO | Dealing in securities | 2007-03-21 |
| 10 | Kaisa Asset Management Limited | Rep | Advising on securities | 2020-09-04 | 2020-11-05 | Rep | Asset management | 2020-09-04 | 2020-11-05 | RO | Advising on securities | 2020-11-05 | 2022-01-16 | RO | Asset management | 2020-11-05 | 2022-01-16 |
| 11 | MORGAN FUEL GO SECURITIES LIMITED | Rep | Advising on securities | 2019-01-10 | 2019-03-27 | Rep | Asset management | 2019-01-10 | 2019-03-27 | RO | Advising on securities | 2019-03-27 | 2020-01-01 | RO | Asset management | 2019-03-27 | 2020-01-01 |
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