San To, Hok Kwan 申屠學軍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET DYNAMIC MANAGEMENT LIMITED | Rep | Asset management | 2006-09-19 | 2008-01-08 | Rep | Advising on securities | 2006-09-28 | 2008-01-08 |
| 2 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2003-09-26 | Rep | Asset management | 2003-10-23 | RO | Asset management | 2003-10-23 | 2006-03-07 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-09-26 | Rep | Advising on securities | 2003-09-26 | Rep | Asset management | 2003-09-26 | Rep | Dealing in securities | 2006-03-07 |
| 4 | LIS Investment Services Limited | RO | Advising on securities | 2008-01-09 | 2008-07-09 | Rep | Advising on securities | 2008-07-09 | 2009-09-08 | RO | Advising on securities | 2009-09-08 |
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