Chan, John Kin Wai 陳健偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET DYNAMIC MANAGEMENT LIMITED | RO | Advising on securities | 2013-10-18 | RO | Asset management | 2013-10-18 |
| 2 | OC Consultants Limited (HK) | RO | Advising on securities | 2015-11-19 | 2018-11-30 | RO | Asset management | 2015-11-19 | 2018-11-30 | RO | Dealing in securities | 2015-11-19 | 2018-11-30 | Rep | Advising on securities | 2019-12-18 | 2020-01-02 | Rep | Asset management | 2019-12-18 | 2020-01-02 | Rep | Dealing in securities | 2019-12-18 | 2020-01-02 | RO | Advising on securities | 2020-01-02 | RO | Asset management | 2020-01-02 | RO | Dealing in securities | 2020-01-02 |
| 3 | Rongchong Finance Management Limited | RO | Advising on securities | 2019-01-07 | 2019-12-03 | RO | Asset management | 2019-01-07 | 2019-12-03 | RO | Dealing in securities | 2019-01-07 | 2019-12-03 |
| 4 | WIM ASSET MANAGEMENT (HK) LIMITED | RO | Asset management | 2013-11-22 | 2015-09-15 |
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