Mok, Ka Ho (SFC:AVY704) 莫嘉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2010-10-27 | 2011-04-07 |
| 2 | China Harbour International Asset Management Limited | Rep | Advising on securities | 2023-11-29 | 2024-06-07 | Rep | Asset management | 2023-11-29 | 2024-06-07 | RO | Advising on securities | 2024-06-07 | 2025-03-20 | RO | Asset management | 2024-06-07 | 2025-03-20 |
| 3 | China Harbour International Securities Limited | RO | Dealing in securities | 2024-03-04 | 2025-03-20 |
| 4 | China Venture Fortune Securities Limited | RO | Advising on securities | 2025-04-16 | 2025-05-25 | RO | Asset management | 2025-04-16 | 2025-05-25 | RO | Dealing in securities | 2025-04-16 | 2025-05-25 |
| 5 | GEO Securities Limited | Rep | Dealing in securities | 2014-09-11 | 2014-10-20 | RO | Dealing in securities | 2014-10-20 | 2015-11-16 | Rep | Advising on securities | 2014-12-03 | 2015-06-10 | RO | Advising on securities | 2015-06-10 | 2015-11-16 |
| 6 | New Harvest Wealth Securities Company Limited | RO | Advising on securities | 2016-06-28 | 2018-05-13 | RO | Dealing in securities | 2016-06-28 | 2018-05-13 |
| 7 | SUN SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-18 | 2014-02-11 | RO | Dealing in securities | 2014-02-11 | 2014-08-31 |
| 8 | uSmart Securities Limited | RO | Advising on securities | 2019-07-04 | 2019-10-22 | RO | Asset management | 2019-07-04 | 2019-10-22 | RO | Dealing in securities | 2019-07-04 | 2019-10-22 |
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