Mok, Ka Ho (SFC:AVY704) 莫嘉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2010-10-27 | 2011-04-07 |
| 2 | China Harbour International Asset Management Limited | Rep | Advising on securities | 2023-11-29 | Rep | Asset management | 2023-11-29 |
| 3 | China Harbour International Securities Limited | RO | Dealing in securities | 2024-03-04 | |
| 4 | GEO Securities Limited | Rep | Dealing in securities | 2014-09-11 | 2014-10-20 | RO | Dealing in securities | 2014-10-20 | 2015-11-16 | Rep | Advising on securities | 2014-12-03 | 2015-06-10 | RO | Advising on securities | 2015-06-10 | 2015-11-16 |
| 5 | New Harvest Wealth Securities Company Limited | RO | Advising on securities | 2016-06-28 | 2018-05-13 | RO | Dealing in securities | 2016-06-28 | 2018-05-13 |
| 6 | SUN SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-18 | 2014-02-11 | RO | Dealing in securities | 2014-02-11 | 2014-08-31 |
| 7 | uSmart Securities Limited | RO | Advising on securities | 2019-07-04 | 2019-10-22 | RO | Asset management | 2019-07-04 | 2019-10-22 | RO | Dealing in securities | 2019-07-04 | 2019-10-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy