Wat, Hin Tat 屈顯達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Dealing in securities | 2009-07-02 | 2011-04-30 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2008-01-25 | 2009-06-30 |
| 3 | Beijing Securities Limited | Rep | Advising on corporate finance | 2004-03-25 | Rep | Advising on securities | 2004-03-25 | Rep | Asset management | 2004-03-25 | Rep | Dealing in securities | 2004-09-09 |
| 4 | CVP Securities Limited | Rep | Dealing in securities | 2004-09-09 | 2008-01-11 |
| 5 | Sino Wealth Asset Management Limited | Rep | Advising on securities | 2017-01-27 | 2018-12-31 |
| 6 | SINO WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-21 | 2014-09-12 | RO | Dealing in securities | 2014-09-12 | 2023-08-31 |
| 7 | SUN SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-03 | 2012-03-19 | RO | Dealing in securities | 2012-03-19 | 2014-08-21 |
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