Zhang, Xinyu (SFC:AQS183) 張新宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2008-06-26 | 2008-12-29 |
| 2 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2008-06-26 | 2008-12-29 |
| 3 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2008-06-26 | 2008-12-29 |
| 4 | Yunfeng Financial Markets Limited | Rep | Asset management | 2008-06-26 | 2009-04-09 |
| 5 | Yunfeng Financial Markets Limited | RO | Advising on corporate finance | 2008-12-29 | 2012-05-31 |
| 6 | Yunfeng Financial Markets Limited | RO | Advising on securities | 2008-12-29 | 2012-05-31 |
| 7 | Yunfeng Financial Markets Limited | RO | Automated trading services | 2008-12-29 | 2012-05-31 |
| 8 | Yunfeng Financial Markets Limited | RO | Dealing in securities | 2008-12-29 | 2012-05-31 |
| 9 | Yunfeng Financial Markets Limited | RO | Asset management | 2009-04-09 | 2012-05-31 |
| 10 | YUEXING SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-11-12 | 2016-10-16 |
| 11 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2020-03-20 | |
| 12 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-03-20 |
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