Tong, Pok Wai 唐博韋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-03-16 | 2011-03-17 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-03-16 | 2011-03-17 |
| 3 | Conrad Investment Services Limited | RO | Dealing in securities | 2017-05-18 | RO | Dealing in futures contracts | 2018-01-30 | RO | Advising on securities | 2018-12-21 | RO | Asset management | 2020-12-28 |
| 4 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2012-05-16 | 2017-01-28 |
| 5 | Gong Ping Securities Limited | Rep | Dealing in securities | 2011-03-30 | 2011-07-01 | Rep | Dealing in securities | 2012-05-16 | 2017-01-28 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-09-26 | 2010-02-27 | Rep | Leveraged foreign exchange trading | 2008-11-18 | 2010-02-27 | Rep | Advising on futures contracts | 2009-09-28 | 2010-02-27 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-09-26 | 2010-02-27 |
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