McKeever, Stephen James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-02-27 | 2009-10-06 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-09-01 | 2009-10-06 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Advising on securities | 2006-02-07 | Rep | Dealing in securities | 2005-11-30 | 2006-02-07 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2014-05-30 | 2016-10-28 | Rep | Dealing in securities | 2014-05-30 | 2016-10-28 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2009-12-04 | 2013-07-16 | Rep | Advising on securities | 2010-01-05 | 2013-07-16 |
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