Lin, Wen Pin (1960) 林文彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Smooth Noble (Globle) Limited | RO | Advising on securities | 2023-10-27 | |
| 2 | Smooth Noble (Globle) Limited | RO | Asset management | 2023-10-27 | |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-12-16 | 2006-11-24 |
| 4 | RHB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2008-08-29 | 2010-05-07 |
| 5 | RHB ASSET MANAGEMENT LIMITED | RO | Asset management | 2008-08-29 | 2010-05-07 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-04-03 | 2010-09-30 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-05-24 | 2010-09-30 |
| 8 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-08 | 2011-06-17 |
| 9 | Encap (Global) Asset Management Limited | RO | Asset management | 2012-05-03 | 2021-09-22 |
| 10 | CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Advising on securities | 2022-04-08 | 2023-02-28 |
| 11 | CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Asset management | 2022-04-08 | 2023-02-28 |
| 12 | CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Dealing in securities | 2022-04-08 | 2023-02-28 |
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