Gomes, James Edwin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-12-06 | 2011-08-15 | Rep | Dealing in futures contracts | 2003-12-06 | 2011-08-15 | Rep | Advising on securities | 2005-01-27 | 2011-08-15 | Rep | Dealing in securities | 2005-01-27 | 2011-08-15 | RO | Advising on futures contracts | 2011-08-15 | 2016-07-06 | RO | Advising on securities | 2011-08-15 | 2016-07-06 | RO | Dealing in futures contracts | 2011-08-15 | 2016-07-06 | RO | Dealing in securities | 2011-08-15 | 2016-07-06 |
| 2 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | 2003-12-03 | Rep | Automated trading services | 2003-12-03 | Rep | Advising on futures contracts | 2003-12-06 | Rep | Dealing in futures contracts | 2003-12-06 |
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