Griffin, Timothy John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-04-29 | 2011-04-20 | Rep | Automated trading services | 2008-11-06 | 2011-04-20 | Rep | Dealing in futures contracts | 2008-11-06 | 2011-04-20 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2008-04-29 | 2008-11-24 | Rep | Dealing in futures contracts | 2008-04-29 | 2008-11-24 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-04-29 | 2011-04-20 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-07-20 | 2011-08-30 | Rep | Advising on securities | 2011-07-20 | 2011-08-30 | Rep | Dealing in futures contracts | 2011-07-20 | 2011-08-30 | Rep | Dealing in securities | 2011-07-20 | 2011-08-30 | RO | Advising on futures contracts | 2011-08-30 | 2018-11-14 | RO | Advising on securities | 2011-08-30 | 2018-11-14 | RO | Dealing in futures contracts | 2011-08-30 | 2018-11-14 | RO | Dealing in securities | 2011-08-30 | 2018-11-14 | Rep | Advising on futures contracts | 2018-11-14 | 2021-07-16 | Rep | Advising on securities | 2018-11-14 | 2021-07-16 | Rep | Dealing in futures contracts | 2018-11-14 | 2021-07-16 | Rep | Dealing in securities | 2018-11-14 | 2021-07-16 |
| 5 | MF Global Hong Kong Limited | Rep | Advising on futures contracts | 2008-03-06 | 2008-03-31 | Rep | Advising on securities | 2008-03-06 | 2008-03-31 | Rep | Dealing in futures contracts | 2008-03-06 | 2008-03-31 | Rep | Dealing in securities | 2008-03-06 | 2008-03-31 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2007-08-29 | 2007-11-27 | Rep | Advising on securities | 2007-08-29 | 2007-11-27 | Rep | Automated trading services | 2007-08-29 | 2007-11-27 | Rep | Dealing in securities | 2007-08-29 | 2007-11-27 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-08-29 | 2007-11-27 | Rep | Dealing in futures contracts | 2007-08-29 | 2007-11-27 |
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