Lee, William Kei Leung 李基樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | RO | Advising on futures contracts | 2008-07-17 | 2009-11-30 | RO | Advising on securities | 2008-07-17 | 2009-11-30 | RO | Dealing in futures contracts | 2008-07-17 | 2009-11-30 | RO | Dealing in securities | 2008-07-17 | 2009-11-30 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2005-08-18 | Rep | Dealing in securities | 2005-08-18 | Rep | Advising on futures contracts | 2004-07-27 | 2008-07-17 | Rep | Dealing in futures contracts | 2004-07-27 | 2008-07-17 | RO | Advising on securities | 2005-08-18 | 2012-02-28 | RO | Dealing in securities | 2005-08-18 | 2012-02-28 | RO | Advising on futures contracts | 2008-07-17 | 2012-02-28 | RO | Dealing in futures contracts | 2008-07-17 | 2012-02-28 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2008-12-08 | 2012-02-28 | RO | Dealing in securities | 2008-12-08 | 2012-02-28 |
| 4 | RED CLIFF ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-08-15 |
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