Leung, Chi Man (SFC:AQV179) 梁治文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-04-16 | 2010-08-18 | Rep | Advising on securities | 2008-04-16 | 2010-08-18 | Rep | Dealing in futures contracts | 2008-04-16 | 2010-08-18 | Rep | Dealing in securities | 2008-04-16 | 2010-08-18 | RO | Advising on futures contracts | 2010-08-18 | 2018-06-01 | RO | Advising on securities | 2010-08-18 | 2018-06-01 | RO | Dealing in futures contracts | 2010-08-18 | 2018-06-01 | RO | Dealing in securities | 2010-08-18 | 2018-06-01 | Rep | Advising on futures contracts | 2019-03-26 | Rep | Advising on securities | 2019-03-26 | Rep | Dealing in futures contracts | 2019-03-26 | Rep | Dealing in securities | 2019-03-26 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2010-07-12 | 2017-12-13 | Rep | Dealing in securities | 2010-07-12 | 2017-12-13 | RO | Advising on securities | 2017-12-13 | 2018-06-01 | RO | Dealing in securities | 2017-12-13 | 2018-06-01 | Rep | Advising on securities | 2019-03-26 | Rep | Dealing in securities | 2019-03-26 |
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