Shen, Richard Chih Yuan 沈智遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2008-01-14 | 2010-09-09 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2011-06-17 | 2015-05-18 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on securities | 2011-06-17 | 2015-05-18 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2008-01-14 | 2010-09-09 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2011-06-17 | 2015-05-18 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Dealing in securities | 2011-06-17 | 2015-05-18 |
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