Wu, Karl Kin Chung 胡健聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Asset management | 2013-06-11 | 2015-02-10 |
| 2 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-12-14 | 2013-05-05 |
| 3 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-12-19 | 2013-05-05 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-12-19 | 2013-05-05 |
| 5 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-02-17 | 2021-05-14 |
| 6 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-17 | 2021-05-14 |
| 7 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-06-11 | 2015-02-10 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-11 | 2015-02-10 |
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