Ho, Chi Ming (SFC:AAZ139) 何志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-02-10 | 2012-09-05 | Rep | Dealing in securities | 2011-02-10 | 2014-04-30 | RO | Dealing in futures contracts | 2012-09-05 | 2021-02-05 | RO | Dealing in securities | 2014-04-30 | 2021-02-05 | RO | Advising on securities | 2019-04-16 | 2021-02-05 |
| 2 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-03-26 | 2011-01-08 |
| 3 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-03-26 | 2011-01-08 |
| 4 | GET NICE FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2003-04-30 | Rep | Asset management | 2003-04-30 | Rep | Dealing in futures contracts | 2003-04-30 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-01-28 | 2008-03-01 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-01-28 | 2008-03-01 |
| 7 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2008-03-01 |
| 8 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-09 | 2008-01-20 |
| 9 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2007-12-07 | 2008-01-20 |
| 10 | REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-14 | 2005-09-21 |
| 11 | Tongjin Securities Limited | RO | Advising on futures contracts | 2021-03-15 | 2023-06-30 | RO | Advising on securities | 2021-03-15 | 2023-06-30 | RO | Dealing in futures contracts | 2021-03-15 | 2023-06-30 | RO | Dealing in securities | 2021-03-15 | 2023-06-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy