Ho, Chi Ming (SFC:AAZ139) 何志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GET NICE FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2003-04-30 | |
| 2 | GET NICE FUTURES COMPANY LIMITED | Rep | Asset management | 2003-04-30 | |
| 3 | GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-04-30 | |
| 4 | REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-14 | 2005-09-21 |
| 5 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-09 | 2008-01-20 |
| 6 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2007-12-07 | 2008-01-20 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-01-28 | 2008-03-01 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-01-28 | 2008-03-01 |
| 9 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2008-03-01 |
| 10 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-03-26 | 2011-01-08 |
| 11 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-03-26 | 2011-01-08 |
| 12 | ASA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-02-10 | 2012-09-05 |
| 13 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2011-02-10 | 2014-04-30 |
| 14 | ASA SECURITIES LIMITED | RO | Dealing in futures contracts | 2012-09-05 | 2021-02-05 |
| 15 | ASA SECURITIES LIMITED | RO | Dealing in securities | 2014-04-30 | 2021-02-05 |
| 16 | ASA SECURITIES LIMITED | RO | Advising on securities | 2019-04-16 | 2021-02-05 |
| 17 | Tongjin Securities Limited | RO | Advising on futures contracts | 2021-03-15 | 2023-06-30 |
| 18 | Tongjin Securities Limited | RO | Advising on securities | 2021-03-15 | 2023-06-30 |
| 19 | Tongjin Securities Limited | RO | Dealing in futures contracts | 2021-03-15 | 2023-06-30 |
| 20 | Tongjin Securities Limited | RO | Dealing in securities | 2021-03-15 | 2023-06-30 |
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