Lau, Sze Hang (SFC:APH036) 劉思行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-02-17 | 2011-09-30 | Rep | Dealing in securities | 2011-02-17 | 2011-09-30 |
| 2 | China Finance KAB Limited | Rep | Dealing in securities | 2007-08-23 | 2007-10-10 |
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