Wang, Xingxing (SFC:AWS124) 王星星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2011-02-14 | 2015-12-15 | Rep | Dealing in futures contracts | 2011-06-20 | 2015-12-15 | Rep | Advising on securities | 2012-09-10 | 2015-12-15 |
| 2 | Emmanuel Investments Managers Company Limited | RO | Advising on securities | 2021-09-03 | RO | Asset management | 2021-09-03 |
| 3 | Grit Capital Limited | RO | Advising on securities | 2021-05-11 | 2021-06-30 | RO | Asset management | 2021-05-11 | 2021-06-30 |
| 4 | INVESTPORT (H.K.) LIMITED | Rep | Advising on futures contracts | 2016-12-02 | 2018-03-27 | Rep | Advising on securities | 2016-12-02 | 2018-03-27 | Rep | Asset management | 2016-12-02 | 2018-03-27 | Rep | Dealing in securities | 2016-12-02 | 2018-03-27 | RO | Advising on futures contracts | 2018-03-27 | 2019-11-30 | RO | Advising on securities | 2018-03-27 | 2019-11-30 | RO | Asset management | 2018-03-27 | 2019-11-30 | RO | Dealing in securities | 2018-03-27 | 2019-11-30 |
| 5 | Old Peak Capital Limited | Rep | Advising on securities | 2019-12-18 | 2020-01-09 | Rep | Asset management | 2019-12-18 | 2020-01-09 | RO | Advising on securities | 2020-01-09 | 2020-04-30 | RO | Asset management | 2020-01-09 | 2020-04-30 |
| 6 | Superactive Financial Group Company Limited | Rep | Advising on securities | 2020-08-31 | 2020-10-08 | Rep | Asset management | 2020-08-31 | 2020-10-08 | Rep | Advising on futures contracts | 2020-10-08 | 2021-04-16 | RO | Advising on securities | 2020-10-08 | 2021-04-16 | RO | Asset management | 2020-10-08 | 2021-04-16 |
| 7 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2016-03-04 | 2016-11-30 | Rep | Dealing in securities | 2016-03-04 | 2016-11-30 |
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