Ma, Hok Ming (SFC:AFP043) 馬學銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-04-13 | 2011-08-08 | Rep | Dealing in securities | 2011-04-13 | 2013-04-15 | RO | Advising on corporate finance | 2011-08-08 | 2013-11-23 | RO | Dealing in securities | 2013-04-15 | 2013-11-23 | Rep | Advising on corporate finance | 2014-07-14 | 2016-01-27 | Rep | Dealing in securities | 2014-07-14 | 2016-01-27 | RO | Advising on corporate finance | 2016-01-27 | RO | Dealing in securities | 2016-01-27 |
| 2 | CNI GLOBAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-07-18 | 2004-05-27 | Rep | Advising on corporate finance | 2004-10-05 | 2005-09-06 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-04-08 | 2009-06-03 | Rep | Dealing in securities | 2009-04-08 | 2011-02-23 | RO | Advising on corporate finance | 2009-06-03 | 2011-02-23 |
| 4 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-05-02 | 2008-09-30 |
| 5 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-08-18 | 2008-09-16 | Rep | Dealing in securities | 2006-08-18 | 2009-04-01 | RO | Advising on corporate finance | 2008-09-16 | 2009-04-01 |
| 6 | Optima Capital Limited | Rep | Advising on securities | 2003-07-11 | Rep | Asset management | 2003-07-11 | Rep | Advising on corporate finance | 2004-05-27 |
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