Wong, Siu Nam 黃肇南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | RO | Advising on corporate finance | 2011-03-17 | 2015-10-27 | RO | Dealing in securities | 2011-03-17 | 2015-10-27 |
| 2 | ABCI Securities Company Limited | Rep | Advising on corporate finance | 2010-08-20 | 2010-09-09 | Rep | Dealing in securities | 2010-08-20 | 2010-09-09 | RO | Advising on corporate finance | 2010-09-09 | 2011-04-18 | RO | Dealing in securities | 2010-09-09 | 2011-04-18 |
| 3 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2007-09-21 | 2008-02-04 | RO | Advising on corporate finance | 2007-09-21 | 2008-02-04 |
| 4 | BOCOM International Holdings Company Limited | Rep | Advising on corporate finance | 2004-11-05 | 2005-08-29 | Rep | Dealing in securities | 2004-11-05 | 2008-02-04 | RO | Advising on corporate finance | 2005-08-29 | 2008-02-04 |
| 5 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-07-10 | 2017-11-21 | Rep | Dealing in securities | 2017-07-10 | 2017-11-21 | RO | Advising on corporate finance | 2017-11-21 | 2022-05-08 | RO | Dealing in securities | 2017-11-21 | 2022-05-08 | RO | Advising on securities | 2019-07-18 | 2022-05-08 |
| 6 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2018-03-09 | 2022-05-08 | RO | Dealing in securities | 2018-03-09 | 2022-05-08 |
| 7 | Huarong International Capital Limited (HK) | RO | Advising on corporate finance | 2016-06-10 | 2017-06-16 | RO | Dealing in securities | 2016-06-10 | 2017-06-16 |
| 8 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2015-11-10 | 2016-01-25 | Rep | Dealing in securities | 2015-11-10 | 2016-01-25 | RO | Advising on corporate finance | 2016-01-25 | 2017-06-16 | RO | Dealing in securities | 2016-01-25 | 2017-06-16 |
| 9 | ICBC INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2008-05-27 | 2010-07-16 | RO | Dealing in securities | 2008-05-27 | 2010-07-16 |
| 10 | KINGSWAY CAPITAL LIMITED | Rep | Advising on securities | 2004-01-06 | Rep | Asset management | 2004-01-06 | Rep | Advising on corporate finance | 2004-11-02 |
| 11 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2004-03-12 | 2004-11-02 | Rep | Dealing in securities | 2004-03-12 | 2004-11-02 |
| 12 | MAXA CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-11-03 | 2023-01-06 | Rep | Dealing in securities | 2022-11-03 | 2023-01-06 | RO | Advising on corporate finance | 2023-01-06 | RO | Dealing in securities | 2023-01-06 |
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