Chen, Zhen (SFC:ANM137) 陳臻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-04-04 | 2014-04-11 | Rep | Dealing in securities | 2011-08-03 | 2014-04-11 | RO | Advising on corporate finance | 2014-04-11 | 2014-09-13 | RO | Dealing in securities | 2014-04-11 | 2014-09-13 |
| 2 | ABCI Securities Company Limited | Rep | Advising on corporate finance | 2009-12-18 | 2011-03-24 | Rep | Advising on securities | 2009-12-18 | 2011-03-24 |
| 3 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2014-10-16 | 2014-12-22 | Rep | Dealing in securities | 2014-10-16 | 2014-12-22 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2006-06-02 | 2008-09-29 | Rep | Advising on securities | 2006-06-02 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-07-01 | Rep | Advising on securities | 2008-10-10 | 2009-07-01 |
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