Cheung, Tze Man 張子文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-04-04 | 2012-07-01 | Rep | Dealing in securities | 2011-04-04 | 2012-07-01 |
| 2 | ABCI Securities Company Limited | Rep | Advising on corporate finance | 2007-11-01 | 2011-03-24 | Rep | Dealing in securities | 2007-11-01 | 2011-03-24 |
| 3 | Austin Asia Securities Limited | RO | Advising on corporate finance | 2013-10-02 | 2013-10-02 |
| 4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-01-30 | 2005-01-26 |
| 5 | Chiyu International Capital Limited | RO | Advising on corporate finance | 2018-05-30 | 2022-08-26 | RO | Advising on securities | 2019-04-12 | 2022-08-26 | RO | Dealing in securities | 2019-04-12 | 2022-08-26 |
| 6 | CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2005-05-26 | 2005-07-31 |
| 7 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2014-01-28 | 2014-04-14 | RO | Advising on corporate finance | 2014-04-14 | 2016-11-25 | RO | Dealing in securities | 2014-10-07 | 2016-11-25 |
| 8 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2005-10-14 | 2007-10-12 | Rep | Dealing in securities | 2005-10-14 | 2007-10-12 |
| 9 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-01-30 | 2005-01-26 |
| 10 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2022-12-28 | 2023-02-16 | Rep | Advising on securities | 2022-12-28 | 2023-02-16 | RO | Advising on corporate finance | 2023-02-16 | RO | Advising on securities | 2023-02-16 |
| 11 | HONG KONG INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-12-28 | 2023-02-16 | RO | Dealing in securities | 2023-02-16 |
| 12 | TIAN YUAN FINANCE LIMITED | Rep | Advising on corporate finance | 2016-12-01 | 2017-01-17 | Rep | Dealing in securities | 2016-12-01 | 2017-01-17 | RO | Advising on corporate finance | 2017-01-17 | 2017-07-28 | RO | Dealing in securities | 2017-01-17 | 2017-07-28 |
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