Ip, Wing Lam (SFC:AQU167) 葉詠霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-04-04 | 2013-08-15 | Rep | Dealing in securities | 2011-04-04 | 2013-08-15 |
| 2 | ABCI Securities Company Limited | Rep | Advising on corporate finance | 2010-07-16 | 2011-03-24 | Rep | Dealing in securities | 2010-07-16 | 2011-03-24 | Rep | Dealing in securities | 2011-10-27 | 2013-08-15 |
| 3 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2019-12-11 | 2021-09-23 | RO | Dealing in securities | 2021-09-23 | 2022-04-13 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2013-09-06 | 2019-01-31 |
| 5 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2013-09-06 | 2019-01-31 | Rep | Dealing in securities | 2014-06-23 | 2019-01-31 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2008-04-03 | 2010-07-05 | Rep | Dealing in securities | 2008-04-03 | 2010-07-05 |
| 7 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2019-08-23 | 2022-04-06 |
| 8 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2019-08-23 | 2020-03-27 |
| 9 | Trinity Corporate Finance Limited (VG) | Rep | Advising on corporate finance | 2022-11-16 |
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