Shoghi, Alexander Azim
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Oasis Management (Hong Kong) | Rep | Advising on futures contracts | 2006-03-23 | 2010-03-23 | Rep | Advising on securities | 2006-03-23 | 2010-03-23 | Rep | Asset management | 2006-03-23 | 2010-03-23 | RO | Advising on futures contracts | 2010-03-23 | 2012-02-09 | RO | Advising on securities | 2010-03-23 | 2012-02-09 | RO | Asset management | 2010-03-23 | 2012-02-09 |
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