Ko, Denise Chi Heng 高志恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-14 | 2004-12-08 | Rep | Dealing in securities | 2004-10-14 | 2004-12-08 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-04-24 | 2007-07-19 |
| 3 | Oasis Management (Hong Kong) | Rep | Advising on futures contracts | 2007-08-14 | 2009-03-03 | Rep | Advising on securities | 2007-08-14 | 2009-03-03 | Rep | Asset management | 2007-08-14 | 2009-03-03 | Rep | Advising on futures contracts | 2011-03-30 | 2012-05-20 | Rep | Advising on securities | 2011-03-30 | 2012-05-20 | Rep | Asset management | 2011-03-30 | 2012-05-20 | Rep | Advising on futures contracts | 2012-11-12 | 2014-04-04 | Rep | Advising on securities | 2012-11-12 | 2014-04-04 | Rep | Asset management | 2012-11-12 | 2014-04-04 |
| 4 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2018-04-25 | 2019-09-27 | Rep | Asset management | 2018-04-25 | 2019-09-27 | Rep | Advising on securities | 2020-12-30 | 2021-09-17 | Rep | Asset management | 2020-12-30 | 2021-09-17 |
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