Yu, James Chun Man 余鎮民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | A. H. INTERNATIONAL LIMITED | RO | Advising on securities | 2006-07-03 | 2020-11-22 | RO | Dealing in securities | 2007-03-13 | 2020-11-22 |
| 2 | ALPINE SECURITIES LIMITED | RO | Advising on securities | 2022-08-05 | 2022-11-30 | RO | Dealing in securities | 2022-08-05 | 2022-11-30 |
| 3 | Logic Global Assets Management Limited | RO | Asset management | 2022-12-01 | 2023-07-31 |
| 4 | SBI China Capital Asset Management Limited | Rep | Advising on securities | 2021-04-28 | 2021-05-03 | RO | Advising on securities | 2021-05-03 | 2022-05-06 | RO | Asset management | 2021-07-22 | 2022-05-06 |
| 5 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2021-04-28 | 2021-05-03 | Rep | Dealing in securities | 2021-04-28 | 2021-05-03 | RO | Advising on securities | 2021-05-03 | 2022-05-06 | RO | Dealing in securities | 2021-05-03 | 2022-05-06 | RO | Asset management | 2021-07-22 | 2022-05-06 |
| 6 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Asset management | 2004-02-11 | Rep | Dealing in securities | 2004-05-17 |
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