Wood, Antony Winstone
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ADM SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-30 | |
2 | AK PARTNERS HK LIMITED | RO | Advising on securities | 2018-05-09 | RO | Asset management | 2018-05-09 |
3 | ASIA DEBT MANAGEMENT HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-02-05 | Rep | Advising on securities | 2005-09-30 | Rep | Asset management | 2005-09-30 |
4 | NUOXIN CAPITAL (HONG KONG) LIMITED | RO | Asset management | 2006-08-24 | 2018-05-04 | RO | Advising on securities | 2010-10-15 | 2018-05-04 |
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