Chan, Wai Ming (SFC:ABY549) 陳偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2005-03-11 | |
| 2 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2005-03-11 | |
| 3 | Yunfeng Financial Markets Limited | Rep | Asset management | 2005-03-11 | |
| 4 | Yunfeng Financial Markets Limited | Rep | Automated trading services | 2007-08-15 | |
| 5 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2007-08-15 | |
| 6 | ABCI Securities Company Limited | Rep | Dealing in securities | 2007-08-28 | 2022-09-05 |
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