Lam, Joy Wai Ching 林惠貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2010-03-10 | 2014-01-16 |
| 2 | BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-02-01 | 2008-02-17 | Rep | Dealing in securities | 2006-02-01 | 2008-02-17 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2008-02-17 | Rep | Dealing in securities | 2007-09-12 | 2008-02-17 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-08-18 | 2021-04-30 |
| 5 | KINGSTON FUTURES LIMITED | Rep | Advising on futures contracts | 2003-07-04 | Rep | Asset management | 2003-07-04 | Rep | Dealing in futures contracts | 2003-07-07 |
| 6 | KINGSTON SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-04 | Rep | Advising on securities | 2003-07-04 | Rep | Asset management | 2003-07-04 | Rep | Automated trading services | 2003-07-04 | Rep | Dealing in securities | 2003-07-07 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-02-29 | 2010-03-04 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-02-29 | 2010-03-04 |
| 9 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-07-09 | 2006-01-25 |
| 10 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-07-09 | 2006-01-25 |
| 11 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2021-06-15 | |
| 12 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-02-13 | 2014-08-12 |
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