Lau, Ying Kit (SFC:AFA706) 劉英傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2011-06-14 | 2014-01-28 |
2 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-12-13 | |
3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-29 | 2011-06-02 |
4 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2009-12-21 | Rep | Advising on securities | 2009-12-21 |
5 | Well Link Securities Limited | Rep | Dealing in securities | 2016-05-26 | 2016-12-02 |
6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-02-07 | 2016-05-07 |
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