Lee, Ming Cere 李明思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2011-08-31 | 2012-08-01 |
| 2 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-11-10 | |
| 3 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2014-01-21 | 2015-11-04 |
| 4 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-08-03 | 2015-11-04 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2008-08-04 | 2011-08-26 |
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