Leung, Wai Ming (SFC:ACC582) 梁偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2011-01-24 | 2012-08-10 |
2 | GOLD FUND SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2018-10-08 | 2021-03-15 |
3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-03-20 | |
4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in futures contracts | 2010-03-20 |
5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-05 | Rep | Advising on securities | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in securities | 2010-03-20 |
6 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-07 | 2011-01-22 |
7 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-07 | 2011-01-22 |
8 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-08-22 | 2014-04-14 |
9 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-08-22 | 2014-04-14 |
10 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-17 | 2018-07-27 |
11 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-17 | 2018-07-27 |
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