Leung, Wai Ming (SFC:ACC582) 梁偉明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Automated trading services 2003-09-02
2 HSBC BROKING FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2004-08-05
3 HSBC BROKING FUTURES (ASIA) LIMITED Rep Asset management 2004-08-05
4 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Advising on corporate finance 2004-08-05
5 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Advising on securities 2004-08-05
6 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Asset management 2004-08-05
7 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2010-03-20
8 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2010-03-20
9 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2010-03-20
10 ICBC INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2010-04-07 2011-01-22
11 ICBC INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2010-04-07 2011-01-22
12 ABCI Securities Company Limited Rep Dealing in securities 2011-01-24 2012-08-10
13 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED Rep Dealing in futures contracts 2012-08-22 2014-04-14
14 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in securities 2012-08-22 2014-04-14
15 Soochow Securities International Brokerage Limited Rep Dealing in securities 2014-04-17 2018-07-27
16 Soochow Securities International Futures Limited Rep Dealing in futures contracts 2014-04-17 2018-07-27
17 GOLD FUND SECURITIES COMPANY LIMITED RO Dealing in securities 2018-10-08 2021-03-15

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