So, Pui Yin 蘇珮賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2010-06-18 | 2016-11-12 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2016-12-06 | 2019-05-31 | Rep | Dealing in futures contracts | 2017-01-23 | 2019-05-31 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2007-09-05 | 2008-04-18 | Rep | Asset management | 2007-09-05 | 2008-04-18 | Rep | Dealing in securities | 2007-09-05 | 2008-04-18 | Rep | Advising on securities | 2008-10-02 | 2010-01-05 | Rep | Asset management | 2008-10-02 | 2010-01-05 | Rep | Dealing in securities | 2008-10-02 | 2010-01-05 |
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