Yip, Siu Ling (SFC:ACR509) 葉少鈴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2011-05-20 | 2013-09-25 | Rep | Advising on securities | 2013-02-19 | RO | Dealing in securities | 2013-09-25 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-19 | 2006-06-05 |
| 3 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2011-05-03 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-07 | 2011-05-03 |
| 5 | KINGSTON FUTURES LIMITED | Rep | Advising on futures contracts | 2004-08-24 | Rep | Asset management | 2004-08-24 | Rep | Dealing in futures contracts | 2005-05-24 |
| 6 | KINGSTON SECURITIES LIMITED | Rep | Automated trading services | 2003-07-04 | Rep | Advising on corporate finance | 2004-08-24 | Rep | Advising on securities | 2004-08-24 | Rep | Asset management | 2004-08-24 | Rep | Dealing in securities | 2005-05-24 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-06-20 | 2009-04-29 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-06-20 | 2009-04-29 |
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