Chan, Elex Shiu Yin 陳肇賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | oOo Securities (HK) Group Limited | RO | Advising on securities | 2004-12-03 | 2005-10-01 |
2 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2003-07-22 | 2005-04-19 | RO | Advising on securities | 2005-04-19 | 2006-01-16 |
3 | WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2006-07-07 | 2021-09-01 | Rep | Asset management | 2006-08-17 | 2021-09-01 |
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