Wong, Yan (SFC:AFJ535) 黃潤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET DYNAMIC MANAGEMENT LIMITED | Rep | Advising on securities | 2003-04-11 | Rep | Asset management | 2003-08-05 |
| 2 | BARBER ASIA LIMITED | Rep | Advising on securities | 2004-06-10 | 2005-03-31 | Rep | Asset management | 2004-06-10 | 2005-03-31 |
| 3 | FDB Financial Group Limited | Rep | Advising on securities | 2003-09-01 | 2004-02-04 | Rep | Asset management | 2003-09-01 | 2004-02-04 |
| 4 | WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2005-05-06 | 2013-09-10 | Rep | Asset management | 2005-05-06 | 2013-09-10 |
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